Nelliam Financial Group - Planning Process | Albany, NY

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Planning Process

TO LEARN MORE ABOUT NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC AND ITS FINANCIAL REPRESENTATIVES, VISIT: FINRA BROKERCHECK

Visit our CLIENT RELATIONSHIP SUMMARIES (Form CRS) which provide brief information about our firms that provide brokerage services and advisory services.

Securities and Mutual Fund orders can only be placed by phone or in person. We will not process orders sent electronically, including but not limited to, communications sent via the Internet, mobile and cellular technologies, and electronic mail. Also, communications transmitted by you electronically represents your consent to two-way communication by electronic means. If you receive communications in error, please contact the sender and delete the material from any electronic means on which it exists.

© 2024 The Northwestern Mutual Life Insurance Company. All rights reserved. 720 East Wisconsin Avenue, Milwaukee, Wisconsin 53202-4797 - (414) 271-1444.

Depending on the products and/or services being recommended or considered, refer to the appropriate disclosure brochure for important information on the Northwestern Mutual Wealth Management Company, its services, fees and conflicts of interest before investing. To obtain a copy of one or more of these brochures, contact your representative.

Jack Emmet Farnan, Ryan Thomas Farnan, Thomas Columbus Farnan IV and Zachary Shapiro use Nelliam Financial Group as a marketing name for doing business as representatives of Northwestern Mutual. Nelliam Financial Group is not a registered investment adviser, broker-dealer, insurance agency or federal savings bank. Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company, Milwaukee, WI (NM) (life and disability insurance, annuities, and life insurance with long-term care benefits) and its subsidiaries. Ryan Thomas Farnan, Thomas Columbus Farnan IV and Zachary Shapiro provide investment advisory services as Advisors of Northwestern Mutual Wealth Management Company® (NMWMC), Milwaukee, WI, a subsidiary of NM and federal savings bank. Jack Emmet Farnan, Ryan Thomas Farnan, Thomas Columbus Farnan IV and Zachary Shapiro are Agents of Northwestern Long Term Care Insurance Company, Milwaukee, WI, (long-term care insurance) a subsidiary of NM. Jack Emmet Farnan, Ryan Thomas Farnan, Thomas Columbus Farnan IV and Zachary Shapiro provide investment brokerage services as Registered Representatives of Northwestern Mutual Investment Services, LLC (NMIS), a subsidiary of NM, registered investment adviser, broker-dealer and member FINRA (finra.org) and SIPC (sipc.org). Jack Emmet Farnan, Ryan Thomas Farnan, Thomas Columbus Farnan IV and Zachary Shapiro are Insurance Agents of NM.

The products and services referenced are offered and sold only by appropriately appointed and licensed entities and financial advisors and representatives. Financial advisors and representatives and their staff might not represent all entities shown or provide all the products or services discussed on this website. Not all products and services are available in all states. Not all Northwestern Mutual representatives are advisors. Only those representatives with "Advisor" in their title or who otherwise disclose their status as an advisor of NMWMC are credentialed as NMWMC representatives to provide investment advisory services.

Jack Emmet Farnan, Ryan Thomas Farnan, Thomas Columbus Farnan IV and Zachary Shapiro are primarily licensed in NY and may be licensed in other states.

Ryan Thomas Farnan CA License: 4015735
Thomas Columbus Farnan IV AR License: 16151571 NPN: 16151571

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